Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Chanthala Sengnouanchanh
Chanthala Larson, Chanthala Lay Sengnouanchanh, Chanthala Stewart
CRD#: 7990558
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 1990 NORTH CALIFORNIA
YGNACIO CENTER SUITE 180
WALNUT CREEK, CA 94596
Registration History
AprJulOct2025AprJulOct2026Apr2 FIRMS2025 - Present (<1 year)
License(s)

State Registrations

B
California 2/25/2025
IA
California 2/25/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
1990 NORTH CALIFORNIA YGNACIO CENTER SUITE 180, WALNUT CREEK, CA 94596
Registered with this firm since 2/25/2025
B
LPL ENTERPRISE, LLC (CRD#:8733)
1990 NORTH CALIFORNIA YGNACIO CENTER SUITE 180, WALNUT CREEK, CA 94596
Registered with this firm since 1/1/2025
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.