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Detailed Report
Kathryn E Gallagher
Katie Gallagher
CRD#: 7981122
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 East Peoria, IL
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 1/15/2025
B
Missouri 1/15/2025
B
Arkansas 1/15/2025
B
Montana 1/6/2025
B
California 1/9/2025
B
Oklahoma 1/15/2025
B
Florida 1/6/2025
B
South Carolina 1/6/2025
B
Idaho 1/15/2025
B
South Dakota 1/6/2025
B
Illinois 11/27/2024
B
Tennessee 1/9/2025
IA
Illinois 12/3/2024
B
Texas 1/15/2025
B
Indiana 1/15/2025
IA
Texas 1/16/2025
B
Iowa 1/24/2025
B
Utah 2/13/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
East Peoria, IL
3917 NORTH SHERIDAN ROAD, PEORIA, IL 61614
Registered with this firm since 12/3/2024
B
EDWARD JONES (CRD#:250)
East Peoria, IL
3917 NORTH SHERIDAN ROAD, PEORIA, IL 61614
Registered with this firm since 11/5/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.