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JAMES R ARNOLD
James Arnold
CRD#: 7974049
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 SACRAMENTO, CA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1261 ROSEVILLE PARKWAY
ROSEVILLE, CA 95678-9998
Registration History
2024AprJulOct2025AprJulOct2026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2024 - Present (<1 year)
License(s)

State Registrations

B
California 1/14/2025

IA
California 1/22/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
SACRAMENTO, CA
1261 ROSEVILLE PARKWAY, ROSEVILLE, CA 95678-9998
Registered with this firm since 1/22/2025

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1261 ROSEVILLE PARKWAY, ROSEVILLE, CA 95678-9998
SACRAMENTO, CA
Registered with this firm since 10/14/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.