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Detailed Report
Jacob Prince
CRD#: 7972483
IA
Investment Adviser
B
Broker
SPCCRD#: 110692 300 PARKLAND PLAZA
ANN ARBOR, MI 48103
SIGMA FINANCIAL CORPORATIONCRD#: 14303 300 PARKLAND PLAZA
ANN ARBOR, MI 48103-9508
Registration History
Oct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

IA
Michigan 8/23/2024
B
Michigan 9/3/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SPC (CRD#:110692)
300 PARKLAND PLAZA, ANN ARBOR, MI 48103
Registered with this firm since 8/23/2024
B
SIGMA FINANCIAL CORPORATION (CRD#:14303)
300 PARKLAND PLAZA, ANN ARBOR, MI 48103-9508
Registered with this firm since 8/29/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.