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roberto s aguais
roberto sebastian aguais
CRD#: 7964262
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 16849 BERNARDO CTR DR
SAN DIEGO, CA 92128
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 1/31/2025

B
Oregon 1/31/2025

B
California 12/4/2024

B
Texas 1/31/2025

IA
California 12/4/2024

IA
Texas 1/31/2025

B
Florida 1/31/2025

B
Washington 1/31/2025

B
Nevada 1/31/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
16849 BERNARDO CTR DR, SAN DIEGO, CA 92128
Registered with this firm since 12/4/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
16849 BERNARDO CTR DR, SAN DIEGO, CA 92128
Registered with this firm since 12/2/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.