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Detailed Report
Benjamin Adam Perry
CRD#: 7956170
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 LEAGUE CITY, TX
CETERA ADVISORS LLCCRD#: 10299 LEAGUE CITY, TX
Registration History
Oct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
New Jersey 8/13/2024
B
Texas 8/6/2024
B
New York 9/19/2024
IA
Texas 8/6/2024
B
Ohio 12/17/2024
B
Washington 9/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
LEAGUE CITY, TX
3 Parkside Drive Suite 101, Friendswood, TX 77546
Registered with this firm since 8/6/2024
B
CETERA ADVISORS LLC (CRD#:10299)
LEAGUE CITY, TX
3 Parkside Drive Suite 101, Friendswood, TX 77546
Registered with this firm since 8/5/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.