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LLEYTON Charles SOARES
LLEYTON SOARES
CRD#: 7948280
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3518 RTE1 NORTH
THE SQUARE AT WEST WINDSOR
PRINCETON, NJ 08540-5924
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3518 RTE1 NORTH
THE SQUARE AT WEST WINDSOR
PRINCETON, NJ 08540
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 1/9/2025

B
Missouri 1/9/2025

B
California 1/9/2025

B
New Jersey 11/6/2024

B
Colorado 1/9/2025

IA
New Jersey 11/26/2024

B
Connecticut 1/9/2025

B
New York 1/9/2025

B
Florida 1/9/2025

B
North Carolina 1/9/2025

B
Georgia 1/9/2025

B
Ohio 1/9/2025

B
Illinois 1/9/2025

B
Pennsylvania 1/9/2025

B
Indiana 1/9/2025

B
Texas 1/9/2025

B
Maryland 1/9/2025

B
Virginia 1/9/2025

B
Massachusetts 1/9/2025

B
Washington 1/9/2025

B
Michigan 1/9/2025

B
Wisconsin 1/9/2025

B
Minnesota 1/9/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3518 RTE1 NORTH THE SQUARE AT WEST WINDSOR, PRINCETON, NJ 08540-5924
HILLSBOROUGH, NJ
Registered with this firm since 11/26/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
3518 RTE1 NORTH THE SQUARE AT WEST WINDSOR, PRINCETON, NJ 08540
HILLSBOROUGH, NJ
Registered with this firm since 9/26/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.