Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Catherine Casey Rath
Casey Rath, Catherine C Rath
CRD#: 7935724
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 121 SW MORRISON STREET
SUITE 875
PORTLAND, OR 97204
Registration History
Oct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Oregon 8/13/2024
B
Washington 8/27/2024
IA
Oregon 8/13/2024
IA
Washington 8/27/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
121 SW MORRISON STREET SUITE 875, PORTLAND, OR 97204
Registered with this firm since 8/13/2024
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
121 SW MORRISON STREET SUITE 875, PORTLAND, OR 97204
Registered with this firm since 7/5/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.