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Detailed Report
Rory Alan Brown Jr
CRD#: 7932700
IA
Investment Adviser
CERTUITY, LLCCRD#: 129505 1295 US HIGHWAY ONE
THIRD FLOOR
NORTH PALM BEACH, FL 33408
Registration History
JulOct2024AprJulOct2025AprJulOct2026IACERTUITY, LLC (CRD# 129505)2024 - Present (<1 year)
License(s)

State Registrations

IA
Florida 6/24/2024
Current Registration(s)
IA
CERTUITY, LLC (CRD#:129505)
1295 US HIGHWAY ONE THIRD FLOOR, NORTH PALM BEACH, FL 33408
Registered with this firm since 6/24/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.