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CHASE THOMAS DORIS
Chase Thomas Doris, Chase Doris
CRD#: 7932117
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1600 NEWPORT CENTER DR
STE 100
NEWPORT BEACH, CA 92660-6208
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1600 NEWPORT CTR DR STE 100
NEWPORT BEACH, CA 92660
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 10/18/2024

B
Minnesota 10/18/2024

B
California 10/11/2024

B
Missouri 10/18/2024

IA
California 10/22/2024

B
New Jersey 10/18/2024

B
Colorado 10/18/2024

B
New York 10/18/2024

B
Connecticut 10/18/2024

B
North Carolina 10/18/2024

B
Florida 10/18/2024

B
Ohio 10/20/2024

B
Georgia 10/18/2024

B
Pennsylvania 10/18/2024

B
Illinois 10/18/2024

B
Texas 10/18/2024

B
Indiana 10/18/2024

IA
Texas 10/22/2024

B
Maryland 10/18/2024

B
Virginia 10/18/2024

B
Massachusetts 10/18/2024

B
Washington 10/18/2024

B
Michigan 10/18/2024

B
Wisconsin 10/18/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1600 NEWPORT CENTER DR STE 100, NEWPORT BEACH, CA 92660-6208
Registered with this firm since 10/22/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1600 NEWPORT CTR DR STE 100, NEWPORT BEACH, CA 92660
COSTA MESA, CA
Registered with this firm since 10/11/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.