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Detailed Report
CARTER SCHANCK
CRD#: 7927655
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1525 WEST WT HARRIS BLVD
BLDG 3 - 3RD FL
CHARLOTTE, NC 28262
Registration History
Oct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 10/8/2024
B
Nebraska 10/8/2024
B
Alaska 10/8/2024
B
Nevada 10/8/2024
B
Arizona 10/8/2024
B
New Hampshire 10/8/2024
B
Arkansas 10/8/2024
B
New Jersey 10/8/2024
B
California 10/8/2024
B
New Mexico 10/8/2024
B
Colorado 10/8/2024
B
New York 10/8/2024
B
Connecticut 10/8/2024
B
North Carolina 9/13/2024
B
Delaware 10/8/2024
IA
North Carolina 9/13/2024
B
District of Columbia 10/8/2024
B
North Dakota 10/8/2024
B
Florida 10/8/2024
B
Ohio 10/9/2024
B
Georgia 10/8/2024
B
Oklahoma 10/8/2024
B
Hawaii 10/8/2024
B
Oregon 10/8/2024
B
Idaho 10/8/2024
B
Pennsylvania 10/8/2024
B
Illinois 10/8/2024
B
Puerto Rico 10/8/2024
B
Indiana 10/8/2024
B
Rhode Island 10/8/2024
B
Iowa 10/8/2024
B
South Carolina 10/8/2024
B
Kansas 10/8/2024
B
South Dakota 10/8/2024
B
Kentucky 10/8/2024
B
Tennessee 10/8/2024
B
Louisiana 10/8/2024
B
Texas 10/8/2024
B
Maine 10/8/2024
B
Utah 10/8/2024
B
Maryland 10/8/2024
B
Vermont 10/8/2024
B
Massachusetts 10/8/2024
B
Virgin Islands 10/8/2024
B
Michigan 10/8/2024
B
Virginia 10/8/2024
B
Minnesota 10/8/2024
B
Washington 10/8/2024
B
Mississippi 10/8/2024
B
West Virginia 10/8/2024
B
Missouri 10/8/2024
B
Wisconsin 10/8/2024
B
Montana 10/8/2024
B
Wyoming 10/8/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1525 WEST WT HARRIS BLVD BLDG 3 - 3RD FL, CHARLOTTE, NC 28262
Registered with this firm since 9/13/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1525 WEST WT HARRIS BLVD BLDG 3 - 3RD FL, CHARLOTTE, NC 28262
Registered with this firm since 6/29/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.