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Paul Walker
Paul D Walker
CRD#: 7927128
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3125 N LINCOLN AVE
CHICAGO, IL 60657
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 12/13/2024

B
Michigan 12/13/2024

B
Florida 12/13/2024

B
Minnesota 12/13/2024

B
Illinois 10/2/2024

B
Missouri 12/13/2024

IA
Illinois 10/2/2024

B
Nevada 12/13/2024

B
Indiana 12/13/2024

B
Texas 12/13/2024

B
Iowa 12/13/2024

IA
Texas 12/18/2024

B
Kentucky 12/13/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3125 N LINCOLN AVE, CHICAGO, IL 60657
Registered with this firm since 10/2/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3125 N LINCOLN AVE, CHICAGO, IL 60657
Registered with this firm since 8/1/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.