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Detailed Report
RONALD JR KOKAS
RONALD J KOKAS
CRD#: 7922412
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1797 WHISKEY RD
AIKEN, SC 29803
Registration History
2024AprJulOct2025AprJulOct2026Apr2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
South Carolina 8/28/2024
IA
South Carolina 10/21/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1797 WHISKEY RD, AIKEN, SC 29803
Registered with this firm since 10/21/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1797 WHISKEY RD, AIKEN, SC 29803
Registered with this firm since 7/15/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.