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Detailed Report
Samuel Walker Gault
CRD#: 7911602
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 307 B EAST KING ST
KINGS MOUNTAIN, NC 28086
Registration History
Oct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Florida 12/3/2024
B
North Carolina 7/15/2024
B
Georgia 12/3/2024
IA
North Carolina 7/15/2024
B
Illinois 12/3/2024
B
South Carolina 11/19/2024
B
Indiana 12/3/2024
B
Tennessee 9/10/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
307 B EAST KING ST, KINGS MOUNTAIN, NC 28086
Registered with this firm since 7/15/2024
B
EDWARD JONES (CRD#:250)
307 B EAST KING ST, KINGS MOUNTAIN, NC 28086
Registered with this firm since 6/17/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.