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Detailed Report
Songhee Hong
SOFIA HONG
CRD#: 7910359
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6356 IRVINE BLVD
IRVINE, CA 92620
Registration History
JulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 10/11/2024
B
Oklahoma 10/11/2024
B
California 6/4/2024
B
Oregon 10/22/2024
IA
California 6/4/2024
B
Texas 10/11/2024
B
Florida 10/11/2024
IA
Texas 10/11/2024
B
Nevada 10/11/2024
B
Washington 10/11/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6356 IRVINE BLVD, IRVINE, CA 92620
13244 JAMBOREE RD, IRVINE, CA 92602
Registered with this firm since 6/4/2024
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6356 IRVINE BLVD, IRVINE, CA 92620
13244 JAMBOREE RD, IRVINE, CA 92602
Registered with this firm since 6/3/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.