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Detailed Report
Alexander Rollen Edward Day
Alexander Day
CRD#: 7905504
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 275 BATTERY STREET
SUITE 700
SAN FRANCISCO, CA 94111
Registration History
JulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
California 5/15/2024
IA
California 5/15/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
275 BATTERY STREET SUITE 700, SAN FRANCISCO, CA 94111
Registered with this firm since 5/15/2024
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
275 BATTERY STREET SUITE 700, SAN FRANCISCO, CA 94111
Registered with this firm since 5/13/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.