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Nicholas Marcel Filla
Nicholas Filla
CRD#: 7901121
IA
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NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 12 Long Lake Rd Ste 5
Mahtomedi, MN 55115
Mahtomedi, MN 55115
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Disclosures
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Years of Experience
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State Registrations
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Minnesota 12/12/2024
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Minnesota 12/12/2024
SRO Registrations
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Registered with this firm since 12/12/2024
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Registered with this firm since 12/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/22/2024 - 09/23/2024 | ST. LOUIS PARK, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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