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Detailed Report
William Frank
William E Frank
CRD#: 7894257
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 109 MONTGOMERY AVE STE 202
SCARSDALE, NY 10583-0000
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Delaware 1/3/2025
IA
New York 10/7/2024
B
New Jersey 12/12/2024
B
Pennsylvania 12/12/2024
B
New York 10/1/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
109 MONTGOMERY AVE STE 202, SCARSDALE, NY 10583-0000
Registered with this firm since 10/7/2024
B
EDWARD JONES (CRD#:250)
109 MONTGOMERY AVE STE 202, SCARSDALE, NY 10583-0000
Registered with this firm since 9/10/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.