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Casey Louis Hamilton
CRD#: 7888109
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 11325 NORTH COMMUNITY HOUSE ROAD
SUITE 600
CHARLOTTE, NC 28277
Registration History
Oct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 1/15/2025

B
Nebraska 1/15/2025

B
Alaska 1/15/2025

B
Nevada 1/15/2025

B
Arizona 1/15/2025

B
New Hampshire 1/15/2025

B
Arkansas 1/15/2025

B
New Jersey 1/15/2025

B
California 1/15/2025

B
New Mexico 1/15/2025

B
Colorado 1/15/2025

B
New York 1/15/2025

B
Connecticut 1/15/2025

B
North Carolina 9/6/2024

B
Delaware 1/15/2025

IA
North Carolina 9/6/2024

B
District of Columbia 1/15/2025

B
North Dakota 1/15/2025

B
Florida 1/15/2025

B
Ohio 1/17/2025

B
Georgia 1/15/2025

B
Oklahoma 1/15/2025

B
Hawaii 1/15/2025

B
Oregon 1/15/2025

B
Idaho 1/15/2025

B
Pennsylvania 1/15/2025

B
Illinois 1/15/2025

B
Puerto Rico 1/15/2025

B
Indiana 1/15/2025

B
Rhode Island 1/15/2025

B
Iowa 1/15/2025

B
South Carolina 1/15/2025

B
Kansas 1/15/2025

B
South Dakota 1/15/2025

B
Kentucky 1/15/2025

B
Tennessee 1/15/2025

B
Louisiana 1/15/2025

B
Texas 1/15/2025

B
Maine 1/15/2025

B
Utah 1/15/2025

B
Maryland 1/15/2025

B
Vermont 1/15/2025

B
Massachusetts 1/15/2025

B
Virgin Islands 1/15/2025

B
Michigan 1/15/2025

B
Virginia 1/15/2025

B
Minnesota 1/15/2025

B
Washington 1/15/2025

B
Mississippi 1/15/2025

B
West Virginia 1/15/2025

B
Missouri 1/15/2025

B
Wisconsin 1/15/2025

B
Montana 1/15/2025

B
Wyoming 1/15/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
11325 NORTH COMMUNITY HOUSE ROAD SUITE 600, CHARLOTTE, NC 28277
Registered with this firm since 9/6/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
11325 NORTH COMMUNITY HOUSE ROAD SUITE 600, CHARLOTTE, NC 28277
Registered with this firm since 6/21/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.