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Detailed Report
Noah Abraham Sosa
CRD#: 7881704
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Investment Adviser
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Previous Broker
MIRAMONTES CAPITAL, LLCCRD#: 264786 18919 Nordhoff St
Northridge, CA 91324
Registration History
JulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - 2024 (<1 year)IAMIRAMONTES CAPITAL, LLC (CRD# 264786)2024 - Present (<1 year)
Disclosure(s)
View By:
7/19/2024
Employment Separation After Allegations
License(s)

State Registrations

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California 9/27/2024
Current Registration(s)
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MIRAMONTES CAPITAL, LLC (CRD#:264786)
18919 Nordhoff St, Northridge, CA 91324
Registered with this firm since 9/27/2024
Previous Registration(s)
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 05/06/2024 - 08/08/2024 OSAIC FS, INC. (CRD#:3870) PORTER RANCH , CA
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 04/19/2024 - 08/08/2024 OSAIC FS, INC. (CRD#:3870) PORTER RANCH , CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.