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Detailed Report
William Chandler Spain
WILL SPAIN, WILLIAM C. SPAIN
CRD#: 7858997
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 3940 W. Tecumseh Road
Suite 100
Norman, OK 73072
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 3940 W. Tecumseh Road
Suite 100
Norman, OK 73072
Registration History
JulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - 2025 (<1 year)2 FIRMS2025 - Present (<1 year)
License(s)

State Registrations

B
Oklahoma 2/6/2025
IA
Oklahoma 2/6/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
3940 W. Tecumseh Road Suite 100, Norman, OK 73072
Registered with this firm since 2/6/2025
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
3940 W. Tecumseh Road Suite 100, Norman, OK 73072
Registered with this firm since 2/6/2025
Previous Registration(s)
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IA
 07/03/2024 - 02/12/2025 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) NORMAN, OK
B
 06/03/2024 - 02/12/2025 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) NORMAN, OK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.