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Eliezer I Vega
Eliezer Vega Garcia
CRD#: 7856702
IA
B
MORGAN STANLEYCRD#: 149777 1801 North Military Trail
Suite 300
Boca Raton, FL 33431
Suite 300
Boca Raton, FL 33431
0
Disclosures
<1
Years of Experience
View By:
State Registrations
B
Alabama 11/20/2024
B
New Jersey 11/20/2024
B
Arizona 11/20/2024
B
New Mexico 11/20/2024
B
California 11/20/2024
B
New York 11/20/2024
B
Colorado 11/20/2024
B
North Carolina 11/20/2024
B
Connecticut 11/20/2024
B
Ohio 11/21/2024
B
Delaware 11/20/2024
B
Oregon 11/20/2024
B
District of Columbia 11/20/2024
B
Pennsylvania 11/20/2024
B
Florida 11/12/2024
B
Rhode Island 11/20/2024
IA
Florida 11/13/2024
B
South Carolina 11/20/2024
B
Georgia 11/12/2024
B
Tennessee 11/20/2024
B
Indiana 11/20/2024
B
Texas 11/20/2024
B
Kentucky 11/20/2024
IA
Texas 11/29/2024
B
Maryland 11/20/2024
B
Utah 11/20/2024
B
Massachusetts 11/20/2024
B
Virginia 11/20/2024
B
Nevada 11/20/2024
B
Washington 11/20/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/13/2024
B
Registered with this firm since 11/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/18/2024 - 10/31/2024 | PARSIPPANY, NJ | |
B | 05/21/2024 - 10/31/2024 | BOCA RATON, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.