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Detailed Report
Josef M Warta
CRD#: 7856190
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 706 N GERMAN ST
New Ulm, MN 56073
CETERA ADVISOR NETWORKS LLCCRD#: 13572 706 N GERMAN ST
NEW ULM, MN 56073
Registration History
JulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
Colorado 10/18/2024
B
Texas 2/6/2025
B
Minnesota 4/5/2024
IA
Texas 2/6/2025
IA
Minnesota 4/5/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
706 N GERMAN ST, New Ulm, MN 56073
Registered with this firm since 4/5/2024
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
706 N GERMAN ST, NEW ULM, MN 56073
Registered with this firm since 3/7/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.