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RONALD THOMPSON
Ronald Thompson Jr, Ronald Thompson
CRD#: 7845928
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 CHINO HILLS, CA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 815 EAST BIRCH STREET
BREA, CA 92821
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 12/20/2024

B
Minnesota 12/20/2024

B
California 12/17/2024

B
Missouri 12/20/2024

IA
California 12/24/2024

B
New Jersey 12/20/2024

B
Colorado 12/20/2024

B
New York 12/20/2024

B
Connecticut 12/20/2024

B
North Carolina 12/20/2024

B
Florida 12/20/2024

B
Ohio 12/26/2024

B
Georgia 12/20/2024

B
Pennsylvania 12/20/2024

B
Illinois 12/20/2024

B
Texas 12/20/2024

B
Indiana 12/20/2024

B
Virginia 12/20/2024

B
Maryland 12/20/2024

B
Washington 12/20/2024

B
Massachusetts 12/20/2024

B
Wisconsin 12/20/2024

B
Michigan 12/20/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
CHINO HILLS, CA
815 EAST BIRCH STREET, BREA, CA 92821
Registered with this firm since 12/24/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
815 EAST BIRCH STREET, BREA, CA 92821
CHINO HILLS, CA
Registered with this firm since 11/15/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.