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NICHOLAS JOSEPH PLANTE
Nicholas Plante
CRD#: 7843777
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 THREE CANAL PLAZA
PORTLAND, ME 04101-6423
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 THREE CANAL PLAZA
PORTLAND, ME 04112
Registration History
JulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 4/29/2024

B
Michigan 4/29/2024

B
California 4/29/2024

B
Minnesota 4/29/2024

B
Colorado 4/29/2024

B
Missouri 4/29/2024

B
Connecticut 4/29/2024

B
New Hampshire 1/20/2025

B
District of Columbia 1/20/2025

B
New Jersey 4/29/2024

B
Florida 4/29/2024

B
New York 4/29/2024

B
Georgia 4/29/2024

B
North Carolina 4/29/2024

B
Hawaii 1/20/2025

B
Ohio 4/30/2024

B
Illinois 4/29/2024

B
Pennsylvania 4/29/2024

B
Indiana 4/29/2024

B
Texas 4/29/2024

B
Maine 4/29/2024

IA
Texas 11/12/2024

IA
Maine 5/13/2024

B
Virginia 4/29/2024

B
Maryland 4/29/2024

B
Washington 4/29/2024

B
Massachusetts 4/29/2024

B
Wisconsin 4/29/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
THREE CANAL PLAZA, PORTLAND, ME 04101-6423
Registered with this firm since 5/13/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
THREE CANAL PLAZA, PORTLAND, ME 04112
BIDDEFORD, ME
Registered with this firm since 3/11/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.