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Leslie Sturtevant Kincheloe
Leslie Marshall Sturtevant
CRD#: 7843243
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 6100 FAIRVIEW ROAD
9TH FLOOR
CHARLOTTE, NC 28211
Registration History
AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
Arizona 2/28/2024

B
New York 2/28/2024

B
Connecticut 3/21/2024

B
North Carolina 2/22/2024

B
District of Columbia 2/28/2024

IA
North Carolina 2/22/2024

B
Florida 2/28/2024

B
North Dakota 4/15/2024

B
Georgia 2/28/2024

B
Ohio 2/28/2024

B
Illinois 8/5/2024

B
Oregon 2/28/2024

B
Indiana 5/24/2024

B
South Carolina 2/28/2024

B
Kentucky 7/18/2024

IA
South Carolina 7/29/2024

B
Maine 3/4/2024

B
Tennessee 2/27/2024

B
Massachusetts 2/28/2024

B
Utah 2/27/2024

B
Michigan 2/28/2024

B
Virginia 2/27/2024

B
New Jersey 6/7/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6100 FAIRVIEW ROAD 9TH FLOOR, CHARLOTTE, NC 28211
Registered with this firm since 2/22/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6100 FAIRVIEW ROAD 9TH FLOOR, CHARLOTTE, NC 28211
Registered with this firm since 2/20/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.