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Detailed Report
Unik Sarahy Velasco
CRD#: 7841738
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3883 Howard Hughes Pkwy
Ste 300
Las Vegas, NV 89169-0968
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 10/15/2024
B
Missouri 10/15/2024
B
Arkansas 10/15/2024
B
Nevada 10/15/2024
B
Illinois 10/15/2024
IA
Nevada 10/15/2024
B
Indiana 10/15/2024
B
Oklahoma 10/15/2024
B
Kansas 10/15/2024
B
Tennessee 10/15/2024
B
Louisiana 10/15/2024
B
Texas 10/15/2024
B
Mississippi 10/15/2024
IA
Texas 10/15/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968
Registered with this firm since 10/15/2024
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968
Registered with this firm since 8/6/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.