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Sean Smith
Sean Michael Smith
CRD#: 7834328
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 32392 COAST HWY SUITE 190
LAGUNA BEACH, CA 92651
Registration History
AprJulOct2024AprJulOct2025AprJulOct2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 4/19/2024

B
Nevada 4/19/2024

B
California 3/12/2024

B
New Jersey 4/19/2024

IA
California 3/19/2024

B
North Carolina 5/28/2024

B
Colorado 4/19/2024

B
Pennsylvania 8/20/2024

B
Delaware 4/19/2024

B
Rhode Island 10/24/2024

B
Kansas 6/3/2024

B
Tennessee 5/24/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
32392 COAST HWY SUITE 190, LAGUNA BEACH, CA 92651
Registered with this firm since 3/19/2024

B
EDWARD JONES (CRD#:250)
32392 COAST HWY SUITE 190, LAGUNA BEACH, CA 92651
Registered with this firm since 1/11/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.