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Paul M Miller
Paul Miller
CRD#: 7832765
IA
Investment Adviser
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Broker
LPL ENTERPRISE, LLCCRD#: 8733 10000 W INNOVATION DRIVE
SUITE 190
WAUWATOSA, WI 53226
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2023 - 2024 (<1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2024 - 2024 (<1 year)
Disclosure(s)
View By:
5/18/2023
Regulatory
Pending
License(s)

State Registrations

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Wisconsin 11/14/2024

IA
Wisconsin 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
10000 W INNOVATION DRIVE SUITE 190, WAUWATOSA, WI 53226
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
10000 W INNOVATION DRIVE SUITE 190, WAUWATOSA, WI 53226
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
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01/22/2024 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) WAUWATOSA, WI
B
12/06/2023 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) WAUWATOSA, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.