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Svetlana Dumais
Lana Dumais, Lana Moncada, Svetlana Moncada, Svetlana Sintukovska
CRD#: 7832047
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 105 N. EL CAMINO REAL
ENCINITAS, CA 92024
ENCINITAS, CA 92024
0
Disclosures
1
Year of Experience
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State Registrations
B
California 8/7/2024
IA
California 8/7/2024
SRO Registrations
B
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IA
Registered with this firm since 8/7/2024
B
Registered with this firm since 8/7/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/19/2024 - 07/29/2024 | San Diego, CA | |
B | 11/30/2023 - 07/29/2024 | San Diego, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.