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Ngoc Phung Pauline Le
Ngoc-Phung Pauline Thi Le, Pauline Le
CRD#: 7831797
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EMPIRICAL WEALTH MANAGEMENTCRD#: 152622 2955 MAIN STREET
SUITE 208
IRVINE, CA 92614
SUITE 208
IRVINE, CA 92614
0
Disclosures
1
Year of Experience
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State Registrations
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California 12/4/2023
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Registered with this firm since 12/4/2023
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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