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Detailed Report
Faith Lauren Davis
Faith L Davis
CRD#: 7816959
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2024 CORPORATE CENTRE DR
MYRTLE BEACH, SC 29577
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 11/21/2024
B
Nevada 11/21/2024
B
California 11/21/2024
B
New Hampshire 3/6/2025
B
Colorado 11/21/2024
B
New Jersey 11/21/2024
B
Connecticut 11/21/2024
B
New York 11/21/2024
B
Delaware 12/11/2024
B
North Carolina 11/21/2024
B
District of Columbia 11/21/2024
B
Oregon 11/21/2024
B
Florida 11/21/2024
B
Pennsylvania 11/21/2024
B
Georgia 11/21/2024
B
South Carolina 11/19/2024
B
Illinois 11/21/2024
IA
South Carolina 11/19/2024
B
Kansas 11/21/2024
B
Tennessee 11/21/2024
B
Kentucky 11/21/2024
B
Texas 11/21/2024
B
Louisiana 11/21/2024
IA
Texas 12/18/2024
B
Maryland 11/21/2024
B
Virginia 11/21/2024
B
Michigan 11/21/2024
B
Washington 12/11/2024
B
Montana 11/21/2024
B
West Virginia 11/21/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2024 CORPORATE CENTRE DR, MYRTLE BEACH, SC 29577
Registered with this firm since 11/19/2024
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2024 CORPORATE CENTRE DR, MYRTLE BEACH, SC 29577
Registered with this firm since 8/28/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.