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Detailed Report
Brooke Yvonne Smith
Brooke Yvonne Holland, Brooke Smith
CRD#: 7814160
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 ONE UNIVERSITY OFFICE PARK
29 & 95 SAWYER ROAD
WALTHAM, MA 02453
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2025 - Present (<1 year)IAEDWARD JONES (CRD# 250)2024 - Present (1 year)BEDWARD JONES (CRD# 250)2023 - Present (1 year)
License(s)

State Registrations

B
California 8/9/2024
B
Nevada 2/28/2025
B
Colorado 3/4/2024
B
New Hampshire 2/12/2024
B
Florida 3/4/2024
B
New York 2/12/2024
B
Idaho 2/28/2025
B
North Carolina 12/16/2024
B
Illinois 5/31/2024
B
Ohio 8/8/2024
B
Kansas 2/28/2025
B
Rhode Island 1/23/2025
B
Maine 2/12/2024
B
Texas 2/27/2024
B
Massachusetts 12/12/2023
IA
Texas 3/1/2024
IA
Massachusetts 2/6/2024
B
Vermont 3/4/2024
B
Michigan 2/28/2025
B
Washington 2/28/2025
B
Minnesota 2/28/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Boston, MA
Registered with this firm since 2/28/2025
B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Boston, MA
Registered with this firm since 2/28/2025
IA
EDWARD JONES (CRD#:250)
820 TURNPIKE ST STE 202, NORTH ANDOVER, MA 01845-6125
Registered with this firm since 2/6/2024
B
EDWARD JONES (CRD#:250)
820 TURNPIKE ST STE 202, NORTH ANDOVER, MA 01845-6125
Registered with this firm since 11/20/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.