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Detailed Report
Emmet McCall Powell
CRD#: 7808917
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Investment Adviser
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Previous Broker
IEQ CAPITAL, LLCCRD#: 301819 950 TOWER LANE
SUITE 1800
FOSTER CITY, CA 94404
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct2026IAIEQ CAPITAL, LLC (CRD# 301819)2024 - Present (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2023 - 2024 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2024 - 2024 (<1 year)
License(s)

State Registrations

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California 6/16/2024
Current Registration(s)
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IEQ CAPITAL, LLC (CRD#:301819)
950 TOWER LANE SUITE 1800, FOSTER CITY, CA 94404
Registered with this firm since 6/16/2024
Previous Registration(s)
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 02/23/2024 - 05/07/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
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 12/20/2023 - 05/07/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.