• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Cade Ryan Sands
CRD#: 7808472
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 130 N. 18th Street
One Logan Square, 17th Floor
Philadelphia, PA 19103-6933
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 1/13/2025

B
Mississippi 1/13/2025

B
Arizona 1/13/2025

B
Montana 1/13/2025

B
California 1/13/2025

B
New Jersey 1/13/2025

B
Colorado 1/13/2025

B
New York 1/13/2025

B
Connecticut 1/13/2025

B
North Carolina 1/13/2025

B
Delaware 1/13/2025

B
Ohio 1/13/2025

B
District of Columbia 1/13/2025

B
Pennsylvania 12/16/2024

B
Florida 1/13/2025

IA
Pennsylvania 12/16/2024

B
Georgia 1/13/2025

B
South Carolina 1/13/2025

B
Illinois 1/13/2025

B
Tennessee 1/13/2025

B
Kansas 1/13/2025

B
Texas 1/13/2025

B
Maine 1/13/2025

B
Utah 1/13/2025

B
Maryland 1/13/2025

B
Virginia 1/13/2025

B
Massachusetts 1/13/2025

B
Washington 1/13/2025

B
Michigan 1/13/2025

B
West Virginia 1/13/2025

B
Minnesota 1/13/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
Registered with this firm since 12/16/2024

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
Registered with this firm since 4/15/2024

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.