Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Christopher Emanuel
Christopher Michael Emanuel
CRD#: 7804338
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1805-A W ARLINGTON BLVD
GREENVILLE, NC 27834
Registration History
2018201920202021202220232024202520262 FIRMS2023 - Present (1 year)
Disclosure(s)
View By:
12/31/2019
Financial
Final
10/29/2018
Financial
Final
License(s)

State Registrations

B
Arkansas 12/5/2023
B
North Carolina 12/4/2023
B
California 12/6/2023
IA
North Carolina 12/12/2023
B
Florida 12/6/2023
B
South Carolina 12/20/2023
B
Indiana 12/6/2023
B
Tennessee 11/13/2024
B
Kansas 12/5/2023
B
Texas 12/6/2023
B
Minnesota 12/5/2023
IA
Texas 12/12/2023
B
Mississippi 12/8/2023
B
Virginia 12/6/2023
B
New Jersey 12/6/2023
B
Washington 4/8/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1805-A W ARLINGTON BLVD, GREENVILLE, NC 27834
Registered with this firm since 12/12/2023
B
EDWARD JONES (CRD#:250)
1805-A W ARLINGTON BLVD, GREENVILLE, NC 27834
Registered with this firm since 11/8/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.