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DIANE MICHELLE GUTIERREZ
CRD#: 7803946
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3793 STATE STREET
SANTA BARBARA, CA 93105-3116
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 815 EAST BIRCH STREET
BREA, CA 92821
Registration History
JulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 2/22/2024

B
Minnesota 2/22/2024

B
California 2/15/2024

B
Missouri 2/22/2024

IA
California 6/3/2024

B
New Jersey 2/22/2024

B
Colorado 2/22/2024

B
New York 2/22/2024

B
Connecticut 2/22/2024

B
North Carolina 2/22/2024

B
Florida 2/22/2024

B
Ohio 2/22/2024

B
Georgia 2/22/2024

B
Pennsylvania 2/22/2024

B
Illinois 2/22/2024

B
Texas 2/22/2024

B
Indiana 2/22/2024

IA
Texas 10/11/2024

B
Maryland 2/22/2024

B
Virginia 2/22/2024

B
Massachusetts 2/22/2024

B
Washington 2/22/2024

B
Michigan 2/22/2024

B
Wisconsin 2/22/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3793 STATE STREET, SANTA BARBARA, CA 93105-3116
Registered with this firm since 6/3/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
815 EAST BIRCH STREET, BREA, CA 92821
LA HABRA, CA
Registered with this firm since 1/22/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.