• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Adrian Nunez
CRD#: 7803358
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 535 N Brand Blvd
Ste 1000 and 950
Glendale, CA 91203
Registration History
20202021202220232024202520262 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
5/12/2020
Financial
Final
License(s)

State Registrations

IA
California 6/18/2024

B
California 6/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
535 N Brand Blvd Ste 1000 and 950, Glendale, CA 91203
North Hollywood, CA
Registered with this firm since 6/18/2024

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
535 N Brand Blvd Ste 1000 and 950, Glendale, CA 91203
North Hollywood, CA
Registered with this firm since 3/11/2024

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.