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Detailed Report
MERCEDES L GUEVARA
CRD#: 7802014
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 15260 Ventura Boulevard
Suite 1900
Sherman Oaks, CA 91403
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 11/17/2023
B
Missouri 11/17/2023
B
Alaska 11/17/2023
B
Montana 11/17/2023
B
Arizona 11/17/2023
B
Nebraska 11/17/2023
B
Arkansas 11/17/2023
B
Nevada 11/17/2023
B
California 10/23/2023
B
New Jersey 11/17/2023
IA
California 10/23/2023
B
New Mexico 11/17/2023
B
Colorado 11/17/2023
B
New York 11/17/2023
B
Connecticut 11/17/2023
B
North Carolina 11/17/2023
B
District of Columbia 11/17/2023
B
Oregon 11/17/2023
B
Florida 11/17/2023
B
Pennsylvania 11/17/2023
B
Georgia 11/17/2023
B
Puerto Rico 11/17/2023
B
Hawaii 11/17/2023
B
South Carolina 11/17/2023
B
Idaho 11/17/2023
B
Tennessee 11/17/2023
B
Illinois 11/17/2023
B
Texas 11/17/2023
B
Indiana 11/17/2023
IA
Texas 11/20/2023
B
Louisiana 11/17/2023
B
Utah 11/17/2023
B
Maine 11/17/2023
B
Virginia 11/17/2023
B
Maryland 11/17/2023
B
Washington 11/17/2023
B
Massachusetts 11/17/2023
B
West Virginia 11/17/2023
B
Minnesota 11/17/2023
B
Wyoming 11/17/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403
Registered with this firm since 10/23/2023
B
MORGAN STANLEY (CRD#:149777)
15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403
Registered with this firm since 10/23/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.