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Garrett Harry Schmidt
CRD#: 7800152
IA
B
CHARLES SCHWAB & CO., INC.CRD#: 5393 200 West Lancaster Ave
Wayne, PA 19087-4046
Wayne, PA 19087-4046
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Disclosures
1
Year of Experience
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State Registrations
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Pennsylvania 9/11/2024
IA
Pennsylvania 9/11/2024
SRO Registrations
B
B
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Registered with this firm since 9/11/2024
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Registered with this firm since 9/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/08/2024 - 08/30/2024 | BALA CYNWYD, PA | |
B | 11/27/2023 - 08/30/2024 | BALA CYNWYD, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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