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Walker Herzog
CRD#: 7791713
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 750 TOWN AND COUNTRY BLVD
SUITE 325
HOUSTON, TX 77024-4576
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct2026IARBC CAPITAL MARKETS, LLC (CRD# 31194)2024 - Present (1 year)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 3/7/2024

B
New Mexico 3/7/2024

B
Arizona 3/7/2024

B
New York 3/7/2024

B
California 3/7/2024

B
North Carolina 3/7/2024

B
Colorado 3/7/2024

B
Ohio 3/8/2024

B
Delaware 3/7/2024

B
Oklahoma 3/7/2024

B
Florida 3/7/2024

B
Oregon 10/30/2024

B
Georgia 3/7/2024

B
Pennsylvania 3/7/2024

B
Illinois 3/7/2024

B
South Carolina 3/7/2024

B
Kansas 3/7/2024

B
Tennessee 3/7/2024

B
Louisiana 3/7/2024

B
Texas 2/15/2024

B
Maryland 3/7/2024

IA
Texas 2/15/2024

B
Massachusetts 3/7/2024

B
Utah 3/7/2024

B
Mississippi 3/7/2024

B
Virginia 3/7/2024

B
Missouri 3/7/2024

B
Washington 3/7/2024

B
Nebraska 3/7/2024

B
West Virginia 3/7/2024

B
Nevada 3/7/2024

B
Wyoming 3/7/2024

B
New Jersey 3/7/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
750 TOWN AND COUNTRY BLVD SUITE 325, HOUSTON, TX 77024-4576
Houston, TX
Registered with this firm since 2/15/2024

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
750 TOWN AND COUNTRY BLVD SUITE 325, HOUSTON, TX 77024-4576
Houston, TX
Registered with this firm since 10/31/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.