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Detailed Report
William A Trainor
CRD#: 7791261
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 777 South Flagler Drive
Suite 700E
West Palm Beach, FL 33401
Registration History
JulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 8/27/2024
B
Michigan 8/27/2024
B
Alaska 8/27/2024
B
Minnesota 8/27/2024
B
Arizona 8/27/2024
B
Missouri 8/27/2024
B
Arkansas 8/27/2024
B
Nevada 8/27/2024
B
California 8/27/2024
B
New Hampshire 8/27/2024
B
Colorado 8/27/2024
B
New Jersey 8/27/2024
B
Connecticut 8/27/2024
B
New Mexico 8/27/2024
B
Delaware 8/27/2024
B
New York 8/27/2024
B
District of Columbia 8/27/2024
B
North Carolina 8/27/2024
B
Florida 4/4/2024
B
Ohio 8/28/2024
IA
Florida 5/1/2024
B
Oregon 8/27/2024
B
Georgia 4/30/2024
B
Pennsylvania 8/27/2024
B
Hawaii 8/27/2024
B
Puerto Rico 8/27/2024
B
Idaho 8/27/2024
B
Rhode Island 8/27/2024
B
Illinois 8/27/2024
B
South Carolina 8/27/2024
B
Indiana 8/27/2024
B
Tennessee 8/27/2024
B
Kansas 8/27/2024
B
Texas 8/27/2024
B
Kentucky 8/27/2024
IA
Texas 8/30/2024
B
Louisiana 8/27/2024
B
Utah 8/27/2024
B
Maine 8/27/2024
B
Vermont 8/27/2024
B
Maryland 8/27/2024
B
Virginia 8/27/2024
B
Massachusetts 8/27/2024
B
Washington 11/19/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401
Registered with this firm since 5/1/2024
B
MORGAN STANLEY (CRD#:149777)
777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401
Registered with this firm since 2/9/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.