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Nicole Catherine Burgo
Nicole C Burgo
CRD#: 7789147
IA
Investment Adviser
B
Broker
NUVEEN ASSET MANAGEMENT, LLCCRD#: 155584 333 WEST WACKER DRIVE
CHICAGO, IL 60606
NUVEEN SECURITIES, LLCCRD#: 469 8500 ANDREW CARNEGIE BLVD.
CHARLOTTE, NC 28262
Registration History
Oct2024AprJulOct2025AprJulOct2026IANUVEEN ASSET MANAGEMENT, LLC (CRD# 155584)2025 - Present (<1 year)BNUVEEN SECURITIES, LLC (CRD# 469)2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 1/6/2025

B
Montana 1/6/2025

B
Alaska 1/6/2025

B
Nebraska 1/6/2025

B
Arizona 1/6/2025

B
Nevada 1/6/2025

B
Arkansas 1/6/2025

B
New Hampshire 1/6/2025

B
California 1/6/2025

B
New Jersey 1/6/2025

B
Colorado 1/6/2025

B
New Mexico 1/6/2025

B
Connecticut 1/6/2025

B
New York 1/6/2025

B
Delaware 1/6/2025

B
North Carolina 1/6/2025

B
District of Columbia 1/6/2025

B
North Dakota 1/6/2025

B
Florida 1/6/2025

B
Ohio 1/6/2025

B
Georgia 1/6/2025

B
Oklahoma 1/6/2025

B
Hawaii 1/6/2025

B
Oregon 1/6/2025

B
Idaho 1/6/2025

B
Pennsylvania 1/6/2025

IA
Illinois 1/3/2025

B
Puerto Rico 1/6/2025

B
Illinois 1/6/2025

B
Rhode Island 1/6/2025

B
Indiana 1/6/2025

B
South Carolina 1/6/2025

B
Iowa 1/6/2025

B
South Dakota 1/6/2025

B
Kansas 1/6/2025

B
Tennessee 1/6/2025

B
Kentucky 1/6/2025

B
Texas 1/6/2025

B
Louisiana 1/6/2025

B
Utah 1/6/2025

B
Maine 1/6/2025

B
Vermont 1/6/2025

B
Maryland 1/6/2025

B
Virgin Islands 1/6/2025

B
Massachusetts 1/6/2025

B
Virginia 1/6/2025

B
Michigan 1/6/2025

B
Washington 1/6/2025

B
Minnesota 1/6/2025

B
West Virginia 1/6/2025

B
Mississippi 1/6/2025

B
Wisconsin 1/6/2025

B
Missouri 1/6/2025

B
Wyoming 1/6/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NUVEEN ASSET MANAGEMENT, LLC (CRD#:155584)
333 WEST WACKER DRIVE, CHICAGO, IL 60606
Registered with this firm since 1/3/2025

B
NUVEEN SECURITIES, LLC (CRD#:469)
8500 ANDREW CARNEGIE BLVD., CHARLOTTE, NC 28262
Registered with this firm since 8/23/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.