• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
NIKIYA HARRIS
Nikiya Farrior
CRD#: 7788503
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 150 W University Dr, Floor 04
Tempe , AZ 85281
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 9/5/2024

B
Nebraska 9/5/2024

B
Alaska 9/5/2024

B
Nevada 9/5/2024

B
Arizona 9/5/2024

B
New Hampshire 9/5/2024

IA
Arizona 9/6/2024

B
New Jersey 9/5/2024

B
Arkansas 9/5/2024

B
New Mexico 9/5/2024

B
California 9/5/2024

B
New York 9/5/2024

B
Colorado 9/5/2024

B
North Carolina 9/5/2024

B
Connecticut 9/5/2024

B
North Dakota 9/5/2024

B
Delaware 9/5/2024

B
Ohio 9/5/2024

B
District of Columbia 9/5/2024

B
Oklahoma 9/5/2024

B
Florida 9/5/2024

B
Oregon 9/5/2024

B
Georgia 9/5/2024

B
Pennsylvania 9/5/2024

B
Hawaii 9/5/2024

B
Puerto Rico 9/5/2024

B
Idaho 9/5/2024

B
Rhode Island 9/5/2024

B
Illinois 9/5/2024

B
South Carolina 9/5/2024

B
Indiana 9/5/2024

B
South Dakota 9/5/2024

B
Iowa 9/5/2024

B
Tennessee 9/5/2024

B
Kansas 9/5/2024

B
Texas 9/5/2024

B
Kentucky 9/5/2024

IA
Texas 9/5/2024

B
Louisiana 9/5/2024

B
Utah 9/5/2024

B
Maine 9/5/2024

B
Vermont 9/5/2024

B
Maryland 9/5/2024

B
Virgin Islands 9/5/2024

B
Massachusetts 9/5/2024

B
Virginia 9/5/2024

B
Michigan 9/5/2024

B
Washington 9/5/2024

B
Minnesota 9/5/2024

B
West Virginia 9/5/2024

B
Mississippi 9/5/2024

B
Wisconsin 9/5/2024

B
Missouri 9/5/2024

B
Wyoming 9/5/2024

B
Montana 9/5/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
150 W University Dr, Floor 04, Tempe , AZ 85281
Tempe, AZ
Registered with this firm since 9/5/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
150 W University Dr, Floor 04, Tempe , AZ 85281
Tempe, AZ
Registered with this firm since 9/5/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/18/2023 - 08/02/2024 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
11/07/2023 - 08/02/2024 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.