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Detailed Report
Kaleb E. Lewis
Kaleb Lewis
CRD#: 7786290
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 3705 FEDERAL PARK DR
WILMINGTON, NC 28412
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 3705 FEDERAL PARK DR
WILMINGTON, NC 28412
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct2026AprIARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2024 - Present (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2023 - Present (1 year)
License(s)

State Registrations

B
New York 2/28/2024
IA
North Carolina 2/12/2024
B
North Carolina 2/12/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
3705 FEDERAL PARK DR, WILMINGTON, NC 28412
Registered with this firm since 2/12/2024
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
3705 FEDERAL PARK DR, WILMINGTON, NC 28412
Registered with this firm since 10/2/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.