Individual Firm
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Grant Charles Lee
Grant C Lee, Grant Lee
CRD#: 7783338
IA
B
EDWARD JONESCRD#: 250 1225 E MAIN STREET
GREENFIELD, IN 46140
GREENFIELD, IN 46140
0
Disclosures
1
Year of Experience
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State Registrations
B
Arizona 8/20/2024
B
Minnesota 8/20/2024
B
California 8/20/2024
B
Missouri 8/20/2024
B
Colorado 8/20/2024
B
Nevada 8/20/2024
B
Connecticut 8/20/2024
B
New Hampshire 8/20/2024
B
Florida 8/20/2024
B
New York 8/20/2024
B
Georgia 8/20/2024
B
North Carolina 8/20/2024
B
Illinois 8/20/2024
B
Ohio 8/20/2024
B
Indiana 8/13/2024
B
Oklahoma 8/20/2024
IA
Indiana 9/7/2024
B
South Carolina 8/20/2024
B
Iowa 8/20/2024
B
Tennessee 8/20/2024
B
Kentucky 8/20/2024
B
Virginia 8/20/2024
B
Maryland 8/20/2024
B
West Virginia 8/20/2024
B
Michigan 8/20/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/7/2024
B
Registered with this firm since 8/13/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/18/2023 - 07/20/2024 | New York, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.