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jiaying sun
CRD#: 7779205
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1375 LINDA MAR SHOPPING CENTER
PACIFICA, CA 94044
Registration History
Oct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 8/8/2024

B
Oregon 8/8/2024

B
California 7/17/2024

B
Texas 8/8/2024

IA
California 7/17/2024

IA
Texas 8/8/2024

B
Florida 8/8/2024

B
Washington 8/8/2024

B
Nevada 8/8/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1375 LINDA MAR SHOPPING CENTER, PACIFICA, CA 94044
Registered with this firm since 7/17/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1375 LINDA MAR SHOPPING CENTER, PACIFICA, CA 94044
Registered with this firm since 4/30/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.