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Carrie Lynne Fielder
Carrie L Dauphinee, Carrie Dauphinee, Carrie L Fielder, Carrie Fielder
CRD#: 7775830
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 4512 24TH AVENUE
FORT GRATIOT, MI 48059
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 11/7/2023

B
Mississippi 11/7/2023

B
Arizona 11/7/2023

B
Missouri 11/7/2023

B
California 11/7/2023

B
Nevada 11/7/2023

B
Colorado 9/14/2023

B
New Mexico 11/7/2023

B
Florida 9/14/2023

B
North Carolina 11/7/2023

B
Georgia 11/7/2023

B
Ohio 11/8/2023

B
Illinois 11/7/2023

B
South Carolina 11/7/2023

B
Indiana 11/7/2023

B
Tennessee 11/7/2023

B
Kentucky 11/7/2023

B
Texas 11/7/2023

B
Louisiana 9/14/2023

IA
Texas 11/7/2023

B
Massachusetts 11/7/2023

B
Virginia 11/7/2023

B
Michigan 11/7/2023

B
Wisconsin 11/7/2023

IA
Michigan 11/7/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
4512 24TH AVENUE, FORT GRATIOT, MI 48059
Registered with this firm since 11/7/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
4512 24TH AVENUE, FORT GRATIOT, MI 48059
Registered with this firm since 9/14/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.