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James Harris Frame
CRD#: 7775577
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 4370 LA JOLLA VILLAGE DR.
SUITE 400
SAN DIEGO, CA 92122
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 8/14/2024

IA
California 10/18/2023

IA
Arizona 8/16/2024

B
Colorado 3/25/2024

B
California 10/18/2023

IA
Colorado 3/25/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
4370 LA JOLLA VILLAGE DR. SUITE 400, SAN DIEGO, CA 92122
San Diego, CA
Registered with this firm since 10/18/2023

B
EQUITABLE ADVISORS, LLC (CRD#:6627)
4370 LA JOLLA VILLAGE DR. SUITE 400, SAN DIEGO, CA 92122
San Diego, CA
Registered with this firm since 10/16/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.