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Detailed Report
Michael R Borowiak Jr
Michael R Borowiak
CRD#: 7767898
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 6430 TRANSIT RD STE 100
DEPEW, NY 14043
Registration History
JulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2024 - 2024 (<1 year)IAOSAIC WEALTH, INC. (CRD# 23131)2025 - Present (<1 year)BOSAIC WEALTH, INC. (CRD# 23131)2024 - Present (<1 year)
License(s)

State Registrations

B
Connecticut 1/28/2025
B
New York 1/9/2025
B
Florida 1/28/2025
IA
New York 1/9/2025
IA
Florida 1/29/2025
B
Pennsylvania 1/28/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
6430 TRANSIT RD STE 100, DEPEW, NY 14043
Registered with this firm since 1/9/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
6430 TRANSIT RD STE 100, DEPEW, NY 14043
Registered with this firm since 6/14/2024
Previous Registration(s)
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 05/15/2024 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) DEPEW, NY
B
 01/19/2024 - 05/16/2024 PARK AVENUE SECURITIES LLC (CRD#:46173) BUFFALO, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.